LISI GROUP - 2018 Financial report

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1.3 IBreakdown of share capital and voting rights – Shareholders’ agreement
1.3.1 IBreakdown of share capital and voting rights over the past three years
1.3.1.1 - Breakdown of share capital and voting rights
2018 2017
as a % of
share capital
as a % of
voting rights
in number
of shares
as a % of
share capital
as a % of
voting rights
in number
of shares
CID 54.8 66.8 29,643,620 54.9 66.9 29,643,620
VMC 5.8 6.6 3,112,793 5.7 6.6 3,070,860
Other corporate officers 0.4 0.4 200,375 0.3 0.3 189,145
TOTAL CORPORATE OFFICERS 60.9 73.8 32,956,788 60.9 73.8 32,903,625
of which directors 0.2 0.2 111,440 0.2 0.2 105,815
FFP INVEST 5.1 6.2 2,750,000 5.1 6.2 2,750,000
Treasury shares 1.7 914,553 1.8 976,887
Employees 1.4 0.9 758,000 1.3 0.8 715,000
Public 30.9 19.0 16,734,976 30.9 19.1 16,678,363
GRAND TOTAL 100.0 100.0 54,114,317 100.0 100.0 54,023,875
Shareholdersorgroupofshareholderscontrollingmorethan3%ofshare
capital:
−− the sole activity of CID, 6 Rue Juvénal Viellard, CS 70431, 90008
BELFORT Cedex is holding LISI securities. As at December 31, 2018, it
held 54.8% of share capital and 66.8% of voting rights. CID’s capital is
held in almost equal proportions by three family shareholder groups
through family holding companies (KOHLER family through CIKO,
PEUGEOT family through FFP Invest, and VIELLARD family through
VMC). While family ties exist between shareholders, they are not
directly related.
At December 31, 2018, the capital of CID broke down as follows:
−− CIKO for 31%;
−− FFP Invest for 25%;
−− VMC for 28%of the capital;
−− others for 16%.
■■The sole activity of CIKO, 6 Rue Juvénal Viellard, CS 70431, 90008
BELFORT Cedex is holding LISI and CID securities. As at December 31,
2018, it held 0.1%of share capital and 0.1%of voting rights. At the same
date, it held indirectly 16.7%of the capital of LISI S.A., i.e. in total 16.9%
of the capital.
■■FFP Invest, a company based at 66, avenue Charles de Gaulle 92522
NeuillysurSeineCedex,directlyowns5.1%ofthesharecapitaland6.2%
of voting rights as of December 31, 2018. At the same date, it held
indirectly13.9%ofthecapitalofLISIS.A.,i.e.intotal19.0%ofthecapital.
■■As at December 31, 2018, VMC, a company based at route des Forges
90120 MORVILLARS, held 5.8% of the capital of LISI and 6.6% of voting
rights. At the same date, it held, indirectly, 15.3% of the capital of
LISI S.A., i.e. in total 21%of the capital.
To the Company’s knowledge, no other shareholders hold more than 3%
of share capital or voting rights, be it directly or jointly (see also 1.3.2).
The percentage of share capital held by staff members is not significant
(1.4%of the share capital).
1.3.1.2 - Shareholders’ agreement - concerted actions
There is no shareholders’ agreement at LISI S.A. level andno shareholder
(otherthanthoseshowninthetableabove)declaredthattheyhadcrossed
any thresholds between 3% and 5%as provided for in the bylaws.
To the best of LISI’s knowledge, on the date on which this document was
drafted, there exists no action in concert, as defined in Articles L.233‑10
and L.233‑11 of the French Commercial Code.
1.3.1.3 - Pledging
To the Company’s knowledge, no pure registered shares have been
pledged as collateral.
1.3.2 ILISI S.A. shareholding.
The latest TPI analysis (“Identifiable bearer security”), conducted on
February 13, 2017 enabled 4,174 shareholders to be identified.
Their breakdown is the following:
−− reference shareholders: 68.1%of the share capital.
−− floatingcapital:31.9%ofthesharecapitalofwhich31.4%corresponding
to 3,920 identified shareholders broken down as follows:
−− french institutional investors: 207 holding 11.6%of the share capital;
−− international institutional investors: 61 holding 16.8% of the share
capital;
−− french and international individual shareholders: 3,652holding 1.7%of
the share capital;
−− “LISI en actions” Group Savings Plan (PEG): 1.3% of the share capital
(representing 2,260members).
1.3.3 ILISI S.A. treasury shares
As at December 31, 2018, LISI S.A. held 914,553 of its treasury shares, or
1.7%of the share capital. No shareswere cancelled. Most of these shares
are destined to be allocated as performance shares.