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LISI 2011 —
94
— financial report
Information regarding the Company and corporate governance
1.3
Breakdown of share capital and voting rights
1.3.1 Breakdown of share capital and voting rights over the past 3 years
1.3.1.1 Breakdown of share capital and voting rights
Description
2011
2010
2009
as %
of capital
as %
of voting
rights
as number
of shares
as %
of capital
as %
of voting
rights
as number
of shares
as %
of capital
as %
of voting
rights
as number
of shares
CID
55.00
69.6
5,928,724
55.0
67.8
5,928,724
55.1
68.3
5,928,724
VMC
6.00
7.5
641,675
6.0
7.3
641,675
6.0
7.3
641,675
Other corporate officers
0.4
0.4
51,364
0.4
0.4
47,764
0.4
0.3
42,214
TOTAL CORPORATE
OFFICERS
61.4
77.5
6,621,763
61.4
75.5
6,618,163
61.5
75.9
6,612,613
of which directors
0.20
0.19
21,540
0.17
0.15
18,540
0.13
0.09
13,990
FFP INVEST
5.1
3.1
550,000
FFP
5.1
6.1
550,000
5.1
6.0
550,000
Treasury shares
3.5
378,804
3.9
420,876
4.4
472,610
Employees
1.4
0.9
147,500
1.4
0.9
152,570
1.2
0.8
131,395
Public
28.6
18.5
3,088,427
28.3
17.5
3,044,885
27.8
17.3
2,987,243
GRAND TOTAL
100.0
100.0 10,786,494
100.0
100.0 10,786,494
100.0
100.0 10,753,861
Shareholders or groups of shareholders controlling more than 3% of
share capital:
– The sole activity of CID, a company based at 28 Faubourg de Belfort
90100 DELLE, is the ownership of LISI shares. At December 31, 2011,
it holds: 55% of the share capital and 69.6% of the voting rights.
CID’s capital is held in almost equal proportion by three family
shareholder groups through family holdings. While family links exist
between shareholders, they are not directly related.
– At December 31, 2011, VMC, Route des Forges 90120 MORVILLARS,
holds directly: 6.0% of the share capital and 7.5% of the voting rights.
At the same date, it holds indirectly 15.28% of the capital of LISI S.A.
– At December 31, 20011, FFP, 75 avenue de la Grande Armée 75116
PARIS, holds: 5.1 % of the share capital and 3.1% of the voting rights.
At the same date, it holds indirectly 13.88% of the capital of LISI S.A.
To the company’s knowledge, no other shareholders hold more than
3% of share capital or voting rights, be it directly, indirectly or jointly.
The percentage of share capital held by staff members is not
significant (1.4% of the share capital).
1.3.1.2 Shareholders’ agreement – Acting in concert
There are no shareholders agreements at LISI S.A., and no shareholders
(other than those listed in the above chart) have represented that they
have breached the threshold of between 3% and 5%, as provided for
in the by-laws.
To the best of LISI’s knowledge, on the date on which this document
was drafted, there exists no action in concert, as defined in articles
L.233-10 and L.233-11 of the Commercial Code.
1.3.1.3 Pledging
To the company’s knowledge, no pure registered shares have been
pledged as collateral.
1.3.1.4 Collective retention commitments
Collective retention commitments “Dutreil” agreement
(article 885 I of the General Tax Code) regarding LISI S.A. securities
Under Article 885 I bis of the General Tax Code (“CGI”), a commitment
to retain shares was subscribed for a period of two years and one day
from December 17, 2010 by Compagnie Industrielle de Delle (“CID”),
Mr. Gilles Kohler, Mr. Jean-Philippe Kohler and Mr. Emmanuel Viellard.
This commitment involves 5,929,125 shares and 11,857,849 LISI S.A.
voting rights, broken down as follows:
Shares
% capital
Voting rights
% voting rights
CID
5,928,724
55.00%
11,857,448
69.60%
Mr. Gilles Kohler
200
0.00%
200
0.00%
Mr. Jean-Philippe Kohler
1
0.00%
1
0.00%
Mr. Emmanuel Viellard
200
0.00%
200
0.00%
Total
5,929,125
55.00%
11,857,849
69.60%